R
v
Norman Edward GILFOYLE
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(Computer Aided Transcription of the Stenograph Notes of
Smith Bernal Reporting Limited, 190 Fleet Street
London EC4A 2AG Tel: 020 7404 1400
Official Shorthand Writers to the Court)
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Mr Michael Mansfield QC & Mr JH Gregory appeared on behalf of the
Appellant
Mr William Clegg QC & Mr N Flewitt appeared on behalf of the Crown)
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Judgment
As Approved by the Court
Crown Copyright ©
The Vice President
1. Shortly after 7 pm on 4th June 1992 the body of Paula Guilfoyle, the
appellant's heavily pregnant wife, was found hanging in the garage of their home in
Grafton Drive, Upton, Wirral. She had been dead for several hours. At the appellant's
trial before McCullough J in 1993, and subsequently, it has always been common ground that
there were only two possible explanations - death at the deceased's own hand or murder by
the appellant. The appellant did not give evidence at his trial and no evidence was called
on his behalf. On 3rd July 1993, having visited the scene, and following an impeccable
summing up and lengthy deliberations, the jury unanimously convicted the appellant of
murder.
2. On 20th October 1995, a differently constituted division of this Court,
as reported at [1996] 1 Crim App R 302, dismissed the appellant's appeal. One of the
grounds of appeal then was that the verdict was unsafe in the light of evidence available
from Professor Knight, a forensic pathologist. The court declined to receive his evidence
on the ground that it was satisfied that defence counsel at trial had made a reasoned
decision not to call Professor Knight, which was well within the scope of the careful
exercise of his discretion and there was no error of judgment operating to the appellant's
prejudice.
3. The appellant now appeals against conviction on a reference by the
Criminal Cases Review Commission, under s9 of the Criminal Appeal Act 1995. We are
grateful for the Commission's Statement of Reasons.
4. The Crown's case was that the appellant murdered his wife and tried to
make it look like suicide. It was said on the appellant's behalf that she might well have
committed suicide or killed herself accidentally in the course of some grand gesture.
5. We turn to the facts.
6. The appellant had served in the Royal Army Medical Corps. He left the
army in 1986. From January 1991, he worked as an auxiliary nurse at Murrayfield BUPA
Hospital in the Wirral. His job was to sterilise and prepare surgical instruments for use
in operations. The deceased was his second wife. They married in June 1989. She worked at
the Champion Spark Plug factory in Upton. She also ran a mail order catalogue business
from home. In 1991, they bought 6, Grafton Drive. It needed considerable renovation, so,
for a time, they lived with the deceased's parents. In the autumn of 1991, the appellant
moved into 6, Grafton Drive, in order to spend more time on the house. The deceased
remained with her parents, where the appellant also stayed from time to time. On 11th
November, the pregnancy of the deceased was confirmed by her general practitioner. The
expected date of confinement, as the appellant knew, was 18th or 19th June 1992.
7. In the early summer of 1991, the appellant had started a relationship
with Sandra Davies, who worked at the same hospital. At one stage she wrote a love letter
to the appellant, at his request. The appellant told his wife about the relationship. He
told Sandra Davies that he was separated from his wife and invited her to move into 6,
Grafton Drive. The deceased moved in at the end of October or beginning of November 1991.
She telephoned Sandra Davies telling her to have no more contact with the appellant and
Sandra Davies broke off the relationship. However, the appellant sent Sandra Davies a
birthday card on 11th February 1992 and a Valentine card the same month. In April 1992, he
showed her a letter which he said his wife had written to him. This was referred to at
trial as the "Nigel" letter. It stated that the appellant was not the father of
the child she was expecting, which was untrue, as subsequent DNA evidence showed. It said
she had been having an affair for the previous 14 months with a man called Nigel: no man
called Nigel existed and there was no evidence the deceased was having an affair with
anyone. It said that the appellant had been tricked about the dates in relation to
paternity: he had not, because he had attended the gynaecologist and knew the expected
date of confinement from the beginning. The letter also asserted "I would like you to
try and pick up the pieces with Sandra". After the deceased's death, other letters
were found in notebooks in the house. One typed letter had been written about the end of
October 1991, a day or two after the appellant had told his wife he had someone else. She
referred to the coming baby "when I am at the lowest ever in my life" and to
being undecided whether to bring up the baby herself or to give it for adoption. As a
result of ESDA testing, another typed "suicide" letter, referred to as the
"indented" letter was revealed in a notebook. A handwriting expert said that
there was strong evidence that it had been written before March 1992, when some domestic
accounts had been written in the same book. It contained falsehoods: in passages similar
to the Nigel letter it referred to an affair which she said she had been having for the
previous 16 months, it said that the father of the child that she was carrying was going
away and she had nothing left to live for. Another note, of unknown date, hand-written,
and addressed "To whom it may concern", was found in a foot stool in the
kitchen. It said "I Paula Guilfoyle am ending my life. I have taken my own life and I
am doing..." In interview with the police, the appellant said his wife had told him 2
days before she died that her brother-in-law Peter Glover was the father of the baby. Mr
Glover denied this in evidence and denied any impropriety in his relationship with the
deceased. DNA testing, as we have said, established that the appellant was the father.
8. A Miss Coltman, albeit criticised for partiality because she said on 7th
June 1992 that she "wanted to help clear Paula's name" and also said she had
hated the appellant since Paula's death, gave evidence that the appellant had told her
that, in connection with his job at the BUPA hospital, he was being trained to go on a
crash team to go out to cases of suicide or attempted suicide. Miss Coltman remembered the
conversation because she had asked why such people would be taken to a private hospital
without knowing whether or not they had a BUPA card. Another witness, Mr Mallion, also
said the appellant had told him he was on a suicide course at work. In interview, the
appellant accepted he had had some conversations with the deceased and Mallion about the
possibility of doing a course or project which involved a consideration of suicide. It was
not suggested to witnesses from the hospital who gave evidence for the prosecution that
the appellant had been offered any such training. Miss Coltman also said the appellant had
claimed to help at operations at the Murrayfield, but she did not believe him. In April
and May 1992 the appellant told a number of witnesses that the expected baby was not his
and that either his wife had left him or she was going abroad.
9. Three weeks before the baby was due, a party was held when the deceased
left work. She was described as "radiant". Seventeen witnesses described her as
being, in the spring of 1992, happy and looking forward to the birth of the child, despite
misgivings about the birth itself. Her GP, who saw her regularly and last saw her a week
before her death, and her gynaecologist, both described her as fit and positive about the
birth. She had no history of depression. She had bought two sets of baby equipment so that
one could be left with her mother, who was going to look after the baby when she returned
to work. Two days before her death she went to the library and, appearing happy and
normal, borrowed 6 books on childcare and names. She had twice asked a vicar to christen
the baby. She had prepared a nursery.
10. On the morning of 3rd June she was happy and normal. On the afternoon
of 3rd June she had a conversation with a Miss Barber about a man whom they both knew, who
had recently hanged himself. The deceased said "how could someone hang themselves?
how could you get so low? His wife will feel guilty for the rest of her life". On the
evening of 3rd June she was her usual happy self.
11. On the morning of 4th June, Mrs Brannan, a market researcher, called at
the house in connection with a wine survey and spoke to the appellant and the deceased.
She was there for about 15 to 20 minutes. She was unclear about the time, but thought the
visit was between eleven and noon. The appellant, in interview subsequently, said she had
left by 11.10 to 11.15 am and he had left for work about 11.25 am. At 11.50 am Mrs
Melarangi, a courier for Freemans catalogue company, called to deliver a package, but
received no reply. Others called at the house between 2.00 and 2.30 pm and they obtained
no reply. At 2.00 pm the deceased was due at an anti-natal appointment, none of which she
had previously missed. She did not attend.
12. Meanwhile, the appellant, whose shift at work began at 12.30 pm was
seen by Sandra Davies reading a paper in the works canteen from about 11.30 am to 12.20
pm. His shift was due to end at 8.30 pm, but he asked for time off and was allowed to
leave at 4.30 pm. There was no evidence that he had been absent from work between 11.30 am
and 4.30 pm. According to the appellant, in interview, he went home at about 4.40 pm,
noticed his wife was missing and found a suicide note in the kitchen. It was typed and was
before the jury. It started "I've decided to put an end to everything". It
contained echoes of the October 1991 and Nigel letters and ended with an apology for
causing pain and suffering by taking her own life. As a result of reading it, he said he
panicked. He did not search the house but went straight to his parents house at about 4.50
pm. His mother was there. When his father returned, about 6 pm, the appellant and his
parents went to Grafton Drive. This account of his movements was not confirmed by his
mother or any other witness and was at variance with the evidence of three other
witnesses. Mrs Melarangi said she visited 6, Grafton Drive to deliver a second parcel
about 5.30 pm and the appellant was in the drive. He signed the delivery note and manifest
in his wife's name. It was suggested to her, but she did not accept, that she was wrong
about the date. It was also suggested that she was unreliable because in early June she
was suffering from depression. A neighbour, Mrs Jones, said she saw the appellant in his
drive at about 5.30 pm: she fixed the day and time by reference to her children's music
lessons. No reason why she should be regarded as unreliable was suggested to her. A Mr
Owen said he saw the appellant going into a shop in Upton at about 5.50 pm, which he fixed
by reference to a timed cash withdrawal at 5.37 pm: he did not like the appellant, so it
was said that his evidence might be biased.
13. Shortly before 7 pm, the appellant's father telephoned his son-in-law
Paul Caddick, who was a police sergeant. He arrived at Grafton Drive at about 7 pm and
searched the house. He telephoned the police and then found the garage was locked. He
asked the appellant for the keys. The appellant gave him a bunch of keys from the kitchen
which belonged to the deceased. None of them fitted the garage. The appellant picked up
the mat in the porch and gave Mr Caddick two single keys with one of which he opened the
yale lock of the garage. Caddick and another police officer said the two keys were
identical. The appellant in interview said there should have been a garage key on Paula's
key ring. No other garage key was found inside the garage or elsewhere.
14. In the garage, the deceased's body was hanging by a rope from a roof
beam, with an aluminium step-ladder behind. The distance from the top platform of the
ladder to the underside of the beam was 7` 4" and to the topside of the beam 7`
10". The legs were crossed behind and bent at the knee with the feet crossed at the
ankle and one foot resting on the bottom rung of the ladder. Other police officers and the
coroner's officer arrived. As the coroner's officer saw no suspicious circumstances, the
body was cut down. According to the coroner's officer, the rope had been wrapped round the
beam three times with a knot halfway up the side of the beam. He was 6` 1" tall. The
knot was only just within his reach when standing on the platform of the ladder.
Regrettably, no photographs were taken of the body before it was cut down or of the rope
on the beam, and no body temperature was taken. When Dr Roberts, the police surgeon,
arrived at 8.20 pm he took, for teaching purposes, three photographs of the body on the
floor of the garage. He was not asked to consider the time of death until the trial. At
that stage, he and Dr Burns, the pathologist who carried out a second post mortem,
estimated the time of death as having been between 3 and 8 hours before Dr Roberts had
examined the body. Both acknowledged that the margin of error could be considerable.
15. Post mortem examination confirmed that the cause of death was hanging.
There was a single ligature mark and, apart from two small scratches immediately above it,
no other injury to the body. There was no sign of drugs or alcohol. The deceased was 5'
8" tall. Her total reach was 7` 2". A mortuary technician removed the ligature
from around the neck and it was thrown away. He subsequently re-constructed the two knots,
one on top of the other, on the ligature as he remembered them. This would have permitted
the ligature to tighten under the weight of the body. The end of the rope which had been
attached to the beam was preserved. There was no evidence of the length of the rope,
exactly where the knot was positioned on the beam, or the exact distance of the deceased's
feet from the floor, although it was later estimated that her knees were about 15 inches
from the floor, so that her feet would have been on the floor had her legs not been bent.
A practice knot which could form a noose was found on a rope in a drawer but there was no
evidence as to who had been practising.
16. Although, as we have said, the death was not initially regarded as
suspicious, on 8th June 1992, three of the deceased's friends, Diane Mallion, Julie Poole
and Christine Jackson, (who did not give evidence before the jury because the Crown
accepted that their evidence was inadmissible) made statements to the police about
conversations they had had with the deceased in April or May 1992. They said that she had
told them that the appellant had asked her to write suicide notes for a project at work
and had told her what to write. This had worried or frightened her. According to one of
the witnesses she said that, after she had written the notes, the appellant had taken her
into the garage to show her how to put up a rope. It was these statements which caused the
police to re-consider their initial assumption that the death was due to suicide and to
investigate the possibility of murder.
17. On the occasion of the last appeal, Beldam LJ in giving the judgment of
the court summarised the statements of these three ladies and, at page 321D, commented
"Paula's state of mind was one of the principal issues in the case. The defence
contended that the notes evidenced a suicidal frame of mind". At page 323D Beldam LJ
said
"we were satisfied that if we considered it necessary in the
interests of justice the fact that the statements were made could be proved to show that
when she wrote the notes Paula was not in a suicidal frame of mind and she wrote them in
the belief that she was assisting the appellant in a course at work. That the appellant
said he was on a course concerned with suicide was established by other witnesses. There
was no evidence to suggest that it was true. Having reached this conclusion, we did not
consider it necessary to consider the further question of whether the statements were
admissible to prove that the appellant had, in fact, asked Paula to write the notes and
had suggested their contents".
The court concluded that it was not necessary or expedient in the interests
of justice to require the 3 witnesses to give evidence. We reached the same conclusion
after considering the impact of the fresh expert evidence which we heard.
18. The prosecution case at trial was, in summary, that the appellant had
tried to make murder look like suicide. He had tricked his wife into writing a number of
notes including the suicide letter which he said he had found after her death, and had
persuaded her to take part in a suicide experiment. The Crown did not, in opening, seek to
prove the mechanics whereby the appellant had caused the death. But, in the light of
evidence given by Dr Burns in cross-examination and re-examination, their case at the end
of the evidence was that the appellant had persuaded the deceased to have the rope tied
round her neck or to put her head into a noose while standing on the ground. The position
of the body was consistent with her having then suddenly been knocked off her feet, giving
her no time to struggle, so that the ligature tightened under the weight of her body
causing death quickly. Thereafter, he had dressed the scene to make it look like suicide.
Dr Burns said that two small parallel scratches on the deceased's neck above the ligature
were striking (a comment which, as the judge reminded the jury, he had not made in his
original statement) and that, in deaths by hanging, scratches should be interpreted as
attempts to release the ligature until proved otherwise. He said that in 12 years, seeing
about 10 cases a year, he had seen no case of suicide in which there was a scratch mark on
the neck. Most suicide victims had their feet well above the ground, though, in many
suicides, the feet were on the ground and there were successful suicides when sitting,
kneeling or even lying down. The coroner's officer said the body touched the floor in
about half the many hanging deaths he had seen. It was the Crown's case that the deceased
was not tall enough and was too heavily pregnant to put the rope round the beam several
times and tie it at the side of the beam when standing on the aluminium step-ladder. Had
she been set on suicide, loose timbers at about head height were far more obvious and
accessible than the beam as a place from which to suspend the rope. A longer set of wooden
step-ladders was kept in the storeroom and found there after the death, but if she
had used them it was unlikely that she would have returned them to the storeroom before
committing suicide. The appellant, however, could have used the wooden step-ladder to rig
up the rope in advance and then put the ladders away. There was some imprecise evidence
from neighbours of a noise from the direction of the garage at 4 am on 4th June. It was
said that the appellant, having prepared the noose in the garage, removed his wife's key
from her key ring lest she go into the garage and see the noose. There was nothing in her
personality or behaviour to suggest that she was about to take her own life. She had no
record of depression and her approach to the birth was positive. The "suicide"
letter and other letters were false, completely out of character and did not represent her
true state of mind. The appellant had lied about his movements after leaving work. He had
done so to avoid having to explain why he had not sought help or begun enquiries before he
did.
19. In interviews, over many hours, the appellant denied murdering his
wife and maintained that she had committed suicide or killed herself accidentally in the
course of a grand gesture. His case was that she had not been herself for several days
before her death and was petrified of the impending birth. Suicide was on her mind, as
evidenced by the fact that she had raised the topic with others in the week or so before
she died. She may have written the Nigel letter in order to gain the appellant's affection
or increase it and she may have told him she was having an affair with Peter Glover for
the same reason. The position of the body was consistent with suicide. It was not uncommon
in suicide to find the feet within reach of the ground. There was no indication of any
struggle in the garage and the two scratches could have been explained as the automatic
movements of the hands as the ligature tightened. It was ridiculous to suggest that the
appellant had persuaded his wife to go into the garage and let him tie a rope round her
neck. There were bound to have been signs of a struggle. It was possible she had tied the
rope to the beam with no intention of taking her own life but something had gone wrong and
she had died by accident. The appellant was looking forward to the birth of the child. He
did not have the opportunity to kill his wife between Mrs Brannan's departure and going to
work. Mrs Melarangi was mistaken about the date and time she saw the appellant. Her
evidence was unreliable. Mrs Jones and Mr Owen were also mistaken about seeing the
appellant that afternoon.
20. At the outset of the hearing of the present appeal, we first heard
submissions as to whether we should receive fresh evidence under section 23 of the
Criminal Appeal Act 1968 as amended by the 1995 Act. On behalf of the appellant, Mr
Mansfield QC, who did not appear at the trial but who appeared at the previous appeal
hearing, invited us to admit two categories of fresh evidence, first, of a psychological
and psychiatric nature from Professor Canter, a distinguished psychologist, and Dr Weir, a
very experienced psychiatrist and, secondly, in relation to pathology and knots, from
Professor Knight, Professor Crane, and Mr Ide.
21. Mr Mansfield submitted that whether it was suicide or murder was
finely balanced, because of unusual features on both sides: on the one side, the deceased
was within two weeks of giving birth and apparently in good health and spirits and the
obvious human response would be "why would she commit suicide"; on the other
side, the appellant was looking forward to the birth, there was an extremely narrow window
of opportunity for him to have murdered his wife between Mrs Brannan's visit and his being
seen at work and there was no sign of any struggle in the garage or on the body.
Accordingly, he invited us to admit fresh evidence from the witnesses to whom we have
referred in order to cast light on the deceased's state of mind and the mechanics whereby
her death was caused.
22. We declined to receive the evidence of Professor Canter and Dr Weir
and we now give our reasons.
23. As to Professor Canter, his main area of expertise is the systematic
analysis of human behaviour in order to identify the dominant strands within it. At trial,
the prosecution wished to call him to give evidence in accordance with his report of 25th
March 1993, which the judge ruled was inadmissible. Professor Canter's conclusion at that
time, having examined the "suicide" note and the other notes said to have been
written by the deceased, was that the deceased's behaviour was out of keeping with that
typical of women who commit suicide and that it was very unlikely that she had written the
"suicide" letter with the intention of taking her life. On 21st August 1997 he
wrote to the appellant's solicitors stressing that his earlier report emphasised the lack
of any precursors indicative of an intention to commit suicide and that there were a
number of aspects of her life of which he was not fully aware when he wrote his report. He
identified these as "her early experience of the violent deaths around her and her
reaction to them", "the hint of depression and mood swings in her medical
records and from close associates" and "her feelings about her pregnancy and how
it related to her relationship" with the appellant. He said a much more thorough
"psychological autopsy" could now be carried out, involving a careful study of
the deceased's diary and direct questioning of her family and those who knew her. In a
letter to the CCRC on 28th April 1998 and a report dated 10th July 2000 he changed his
mind in relation to all the matters on which he had relied in his initial report and,
having reconsidered the notes, diary and other documents written by the deceased, the
reports of Professor Knight and Dr Weir, to which we shall come, and the views of the
appellant and his family, but not those of the deceased's family, he concluded that the
expression of opinion in his initial report was wrong and that the material before him
demonstrated convincing support for the deceased having taken her own life.
24. In our judgment, the trial judge was correct to exclude Professor
Canter's views at trial and they are, as a matter of law, inadmissible before us. In Turner
60 Cr App R 80 at page 83 Lawton LJ said:
"An expert's opinion is admissible to furnish the court with
scientific information which is likely to be outside the experience and knowledge of a
judge or jury. If on the proven facts a judge or jury can form their own conclusions
without help, then the opinion of an expert is unnecessary...... the fact that an expert
witness has impressive scientific qualifications does not by that fact alone make his
opinion on matters of human nature and behaviour within the limits of normality any more
helpful than that of the jurors themselves; there is a danger that they think it
does...Jurors do not need psychiatrists to tell them how ordinary folk who are not
suffering from any mental illness are likely to react to the stresses and strains of
life".
We accept that there may be mental conditions other than mental illness
in relation to which a jury might require expert assistance (see per Farquharson LJ in Strudwick
& Merry 99 Cr App R 326 at 332) But expert witnesses must furnish the court:
"with the necessary scientific criteria for testing the accuracy
of their conclusions, so as to enable the judge or jury to form their own independent
judgment by the application of these criteria to the facts proved in evidence"
(per Lord President Cooper in Davie v Edinburgh Magistrates 1953
SC34 at 40;
and see, also, the discussion at pages 521 to 523 in Cross and Tapper on
Evidence 9th
Edition).
25. In our judgment, although Professor Canter is clearly an expert in
his field, the evidence tendered from him was not expert evidence of a kind properly to be
placed before the court for a number of reasons. First, although this alone would not
necessarily be fatal to the admissibility of his evidence, he had never previously
embarked on the task which he set himself in this case. Secondly, his reports identify no
criteria by reference to which the court could test the quality of his opinions: there is
no data base comparing real and questionable suicides and there is no substantial body of
academic writing approving his methodology. As Professor Canter says himself in a draft
article on psychological autopsy at page 34...
"It has taken off and been used before it has reached the
maturity needed to be allowed safely out of the careful confines of its professional
birthplace"
At page 27 he says:
"there is very little detailed empirical evidence available on
many topics that are relevant to preparing psychological autopsies.. The scientific
literature also indicates the lack of a comprehensive assessment and evaluation of the
nature and validity of those investigations which have been carried out......It is
therefore most appropriate to consider the psychological autopsy as a relatively
unstructured technique".
The American Psychology Association Panel has recommended that
psychologists conducting a psychological autopsy state in their report that the
conclusions drawn are based on a speculative view of events. In our view unstructured and
speculative conclusions are not the stuff of which admissible expert evidence is made.
Thirdly, Professor Canter's views are based on one-sided information, in particular from
the appellant, and his family who have never given evidence. Professor Canter wanted to,
but did not, interview the deceased's family, presumably because they would have
information material to his conclusions. Fourthly, we very much doubt whether assessing
levels of happiness or unhappiness is a task for an expert rather than jurors and none of
the points which he makes about the "suicide" notes is outwith the experience of
a jury. Fifthly, there is English, Canadian and United States authority which points
against the admission of such evidence. In Chard 56 Cr App R 268 it was held that a
psychologist may not give evidence of how someone's mind operated at the time of the
alleged offence, save in cases of insanity or diminished responsibility. In Weightman
92 Cr App R 291 the evidence of a psychiatrist was held inadmissible when its purpose was
to tell the jury how someone not suffering from mental illness is liable to react to the
stresses and strains of life. In R v Valley 26 Canadian Criminal Cases (3rd) 207
the Ontario Court of Appeal concluded that psychiatric or psychological evidence was
inadmissible in a murder trial to show that the deceased had sado-masochistic tendencies.
Martin J at page 237 said that as the doctor:
"had never examined the deceased any opinion he might give was
conjectural and was necessarily based on such things as the deceased's apparel and his
association with the persons involved in sado masochism".
The doctor was in no better position to draw an inference on these facts
than the jury. In R v Mackintosh 117 CCC (3rd) 385 the Ontario Court of Appeal in
1997 held inadmissible psychiatric or psychological evidence, in an identification case,
as to witnesses having difficulty in perception and recall of circumstances that are
stressful and brief. In the United States, in Thompson v Mayes 707 SW 2nd 951 the
Texas Court of Appeal upheld a trial judge's ruling excluding evidence of a psychological
autopsy in relation to the state of mind of the donee under a will who was said to have
killed the donor and then committed suicide: the evidence was tendered to establish that
the donee was not responsible for the donor's death. So far as is known, there have been
seventeen occasions in the United States when criminal trial judges have admitted evidence
of psychological profiling: in each case the decision has been overturned on appeal. The
guiding principle in the United States appears to be (as stated in Frye v United States
1923 293 F1013) that evidence based on a developing new brand of science or medicine is
not admissible until accepted by the scientific community as being able to provide
accurate and reliable opinion. This accords with the English approach as reflected in Strudwick
& Merry. Sixthly, Mr Mansfield accepted that, if evidence of this kind were
admissible in relation to the deceased, there could be no difference in principle in
relation to evidence psychologically profiling a defendant. In our judgment, the roads of
enquiry thus opened up would be unending and of little or no help to a jury. The use of
psychological profiling as an aid to police investigation is one thing, but its use as a
means of proof in court is another. Psychiatric evidence as to the state of mind of a
defendant, witness or deceased falling short of mental illness may, of course, as we have
said, be admissible in some cases when based for example, on medical records and/or
recognised criteria (see e.g. McCann, unreported, CACD transcript 28th November
2000 and the authorities such as Ahluwalia 96 Cr App R 133 in relation to battered
wife syndrome). But the present academic status of psychological autopsies is not, in our
judgment, such as to permit them to be admitted as a basis for expert opinion before a
jury.
26. As to Dr Weir, he prepared a report dated 7th June 1997 with
corrections on 6th June 1998 and an appendix dated 2nd November 1998. He expressed the
opinion that the deceased "was phobic about labour". He identified four
instances of her referring to apprehension about the birth: first, to a friend at work,
because she was an old mother and wouldn't know what to do whereupon she was re-assured
and "always seemed happy with that": secondly, in a chatty letter to a friend in
March 1992, when she expressed nervousness about all the blood etc, in case she did not
know what to do; thirdly, to the appellant's sister at the end of April 1992 when she said
she was frightened of actually having it; and, fourthly, to the appellant's brother to
whom, on two occasions, she said she was frightened about having the baby. We understand
phobia to be an irrational fear. Dr Weir did not seek to explain how these four comments
could lead to a psychiatric diagnosis of phobia. Bearing in mind that this was to be the
deceased's first child, it seemed to us that it would have been wholly extraordinary if
she had not expressed fear about the birth. We certainly saw nothing irrational in
her doing so. There was, in our judgment, nothing in this part of Dr Weir's report to
substantiate his diagnosis in relation to someone whom he had not seen. His comments on
the "suicide" notes were, as it seemed to us, in no sense scientific and
contained nothing which would not have been apparent to a jury. Furthermore they were made
in the context of his acceptance of the appellant's highly questionable account that the
marriage was failing from June 1991. In these circumstances, we did not receive Dr Weir's
evidence because it was not of an expert character which could have assisted a court and
it would not, in any event, have afforded any ground for regarding the jury's verdict as
unsafe.
27. We saw the videoed re-construction, which was before the jury, of a
heavily pregnant woman, an inch shorter than the deceased, ultimately succeeding in
throwing a rope over the beam while standing on top of the aluminium ladder, which was
being steadied for her. On the pathological aspect of the case, we heard oral evidence
from Emeritus Professor Knight. His report of 24th May 1993, as well as a report from Dr
Lawler, another pathologist, which was never adduced, was in the hands of the defence at
trial. Subsequently, Professor Knight wrote to the appellant's sister on 9th June 1994 and
to the appellant's solicitors on 18th March 1997 and 15th March 2000. We have already
referred to the approach taken by the Court of Appeal at the last appeal to the
admissibility of evidence from Professor Knight. We do not disagree with that approach.
But, as there was fresh evidence from Professor Crane and Dr West which we thought we
should hear de bene esse, we thought it appropriate that we should also hear from
Professor Knight. We would not have received his evidence had it stood alone, because it
was available at trial and a reasoned decision not to call him was made. His view,
throughout, has been that the pathological evidence is consistent with suicide. He has
never seen a case of homicide by hanging. His approach was that what might have occurred
in the garage was largely a matter of common sense rather than pathology. Whether the
hanging occurred when the deceased was sitting on the step ladder or standing on the
ground was not a medical matter. But it was somewhat fantastic, as a matter of common
sense, that any one would permit a noose to be placed over their head: this would be
pretty foolish. He accepted that there was nothing pathological to exclude homicide on a
compliant victim. Scratches were the only pathological matter and might have occurred in
suicide or homicide. He said that unconsciousness can come very quickly when pressure is
applied to the neck and the rope would not have to be tight for pressure to be applied.
28. Professor Crane, a distinguished pathologist from Northern Ireland,
produced a report dated 15th October 1998 for the CCRC and he wrote a letter to the CCRC
on 22nd February 1999. Unlike Dr Burns he had seen scratch marks in cases of suicide and
he said one might expect more severe or extensive marks in a case of homicide. He had
personal knowledge of a case where a pregnant woman had committed suicide He accepted that
homicidal hanging can occur on a compliant victim. Hanging is relatively easy to effect,
because the pressure required on the neck is small. He attached no significance to the
finding of the deceased's feet on the ladder, which could have occurred whether the
deceased had been standing on a low or higher step. Loss of consciousness would take a
number of seconds but might occur within ten seconds. He accepted that pathology can show
death by hanging. But how the noose is put round the neck is normally determined by all
the evidence. There was nothing in the scratches inconsistent with the murder of a
compliant victim. He disagreed with Dr Burns who had said that, in the majority of
suicides by hanging, the feet are well above the ground: this should have been the
minority. The rope would not need to have been tied tight for the deceased to be killed.
If she had been sitting on the step ladder with a loose rope round her neck and had then
moved forward off the ladder this would have been a simple way for life to be lost. The
pathological findings were equally consistent with homicide and suicide. In both, the same
mechanism would have resulted in part of the body weight being taken off the feet. It
would have been quite difficult simultaneously to push the deceased off the ladder from
the side and to keep her feet in the air.
29 Dr West, a highly experienced pathologist had prepared a report of 7th
August 2000 and gave evidence before us for the Crown. He had personally been involved in
the murder or attempted murder by hanging of three compliant victims in prison. It would
not be necessary for the victim's feet to be off the ground. All that is required is
pressure to the front of the neck which, if it constricts the arterial flow, leads to loss
of consciousness within seconds. This could have been achieved by pushing the deceased in
the back when her neck was in a loose ligature. Homicide and suicide would produce the
same mechanical effect, namely the body moving forward against a ligature, whether that
person was standing or sitting on the steps. If the legs had been held he would have
expected the ligature mark to be much broader with signs of the ligature being in more
than one position. In this case, the pathological evidence does not help in determining
whether the death was homicide or suicide. The scratch marks do not help, because they are
found in 5% of suicide cases. The deceased's feet had not been on the ground, but
somewhere on the steps. The feet could be ignored as long as the main body mass moved
forward and stayed against the ligature: this could have been achieved by pressure on the
back.
30. We also heard evidence, on behalf of the appellant, from Mr Ide a
forensic scientist for 30 years and a specialist in knots and ligatures. He prepared a
report for the CCRC dated 9th May 1998 and he made further statements on 12th June 1998
and 4th December 2000. His conclusion was that the deceased could not have been standing
on the floor when the noose was put round her neck. She would have needed, initially, to
be at a higher level in order to finish with her knees 15 inches above the floor, because
the rope would have stretched and individual knots and the noose would have tightened. His
conclusion was that she would have had to be standing on the ladder somewhere near the
top. If sitting she would not have been high enough. His conclusion, in his report of 12th
June 1998, was that the evidence provided by the knots and rope did not provide
unambiguous evidence to indicate either murder or suicide but "this evidence provides
slightly more to support the hypothesis that Mrs Guilfoyle had been murdered rather than
that she had killed herself". That conclusion was not subsequently qualified. He said
it would have been difficult if not impossible for the deceased to tie the knot in the
position found at the side of the beam. It would have been technically possible, but
considerably difficult for the deceased to wrap the rope several times round the beam. If
a knot had been tied after wrapping round it would have had to be higher than it was
found.
31. Mr Mansfield submitted that, in the light of the evidence heard by this
court, the case against the appellant pathologically and in terms of the ligature was now
completely different from that at trial. He submitted that this must make a difference as
to how the jury would approach the case. He submitted that, contrary to what Dr Burns had
said at trial, the new evidence shows that the scratches are not striking and does not
suggest murder is more likely than suicide. Further, contrary to the evidence of Dr Burns
that the deceased was standing on the ground and had then been knocked off her feet when
the noose was round her neck, Dr West's evidence is that if this happened he would have
expected different ligature marks on the neck. Mr Ide's evidence is that she would have
needed to be near the top of the ladder. The scientific evidence, submitted Mr Mansfield,
played a role in determining whether it was homicide or suicide and therefore the verdict
must be unsafe. He accepted that it would have been very difficult, if not impossible, for
the deceased to tie the knot at the mid point or higher on the beam. He also conceded that
the appellant's means of access to the beam for securing the rope would not have been
limited to using the aluminium ladder, as there was the longer ladder found in the
storeroom and the appellant could have gained access to the roof void. The notes by the
deceased may, he submitted, have genuinely expressed unhappiness at the time of writing.
32. For the Crown, Mr Clegg QC submitted that, at the trial, there was no
evidence from Dr Burns which was capable of proving the mechanics of murder. He was wrong
in attaching significance to the scratches as a pointer to homicide and in saying that
suicides are normally suspended above the ground; and his evidence as to the possible
mechanism of death, namely being pushed forward with feet on the ground, was inconsistent
with Mr Ide's evidence. On the other hand, the evidence from Dr West demonstrated a
simple, easy, method of homicide, consistent with the pathological findings. But the
pathological evidence could not at trial, nor can it today, prove murder. It is not
necessary for the Crown to prove how the murder occurred, only that it was murder not
suicide. It was accepted at trial that the pathology was consistent with suicide as well
as with homicide and it could only have been on the other, non-pathological, evidence that
the jury were sure that murder was proved. He submitted that that evidence provided a
powerful circumstantial case of murder. By the terms of the Criminal Appeal Act the court
must exercise its own judgment, as indicated in Stafford and Luvaglio 58 Cr App
R256 and ask itself whether the impact of the fresh evidence would reasonably have
affected the outcome.
33. Mr Mansfield stressed that this court is a court of review not a court
of trial. The Criminal Appeal Act does not say how evidence which has been admitted by
this court should be used. But the correct test is "might the fresh evidence have
made a difference". He submitted that, as the experts heard by this court agree on a
picture not left to the jury, namely that the scratches do not point to homicide rather
than suicide, the feet of suicides are not generally off the ground and the deceased's
feet would have been on the ladder, there must be some impact on the safety of the jury's
verdict. He accepted that the prosecution do not have to prove the mechanics of the death
in a normal case. But, he said, the present is not a normal case and, unless they prove
how the killing was carried out, they cannot prove homicide. He was critical of the
evidence of Miss Coltman and Mr Mallion in relation to the appellant speaking of a suicide
course and of Mrs Melarangi and Mr Owen in relation to the appellant's movements on the
afternoon of the 4th June. He invited us to say that the verdict is unsafe because the
jury's evaluation of the non-pathological evidence might have been different had the jury
heard the evidence which this court has heard.
34. It is, in our judgment, important to note that, although in
cross-examination and re-examination Dr Burns expressed the views to which we have
referred, the prosecution did not set out to prove by pathological evidence or otherwise
what had occurred in the garage immediately prior to the death and the jury cannot have
failed to realise that, in the absence of any eye-witness evidence, they could not know
the precise course of events there. The purpose of the pathologist's evidence was to
establish that death was due to hanging. The case was never presented on the basis that
scratches could only be found in homicide. Dr Burns said that he had never seen scratches
in approximately 120 cases of suicide, but he accepted, as the judge reminded the jury in
summing-up, that it was possible that they were due to the deceased's hand moving
involuntarily to the neck while she was committing suicide. Further, although Dr Burns
said that the majority of suicides were suspended well above the floor he accepted, as
again the judge reminded the jury, that, in many suicides, the feet are found on the
ground and people have committed suicide sitting, kneeling or lying down. The coroner's
officer had also said that the bodies touched the ground in 50% of the many suicides he
investigated. As a result of cross-examination, Dr Burns expressed an opinion as to how
death might have been caused, namely by pulling away the deceased's legs, which the
evidence before us excludes and he also expressed the view that the pathological findings
were more consistent with homicide than suicide, whereas the evidence before us is that
they are equally consistent with either.
35. The crucial question is whether the evidence which we have heard,
which, as Professor Knight emphasised, is mostly of a common sense rather than technical
nature, might have affected the jury's verdict. This depends on consideration of the other
evidence in the case and whether the new evidence might have affected the inferences to be
drawn from that evidence.
36. As we have said, Mr Mansfield identified two areas of evidence, as to
what the appellant said about a suicide course and as to the appellant's movements on the
afternoon of 4th June, which, he suggested, need re-evaluation and resolution of issues
which can only properly be carried out by a jury in the light of the new expert evidence.
Assessment of credibility is, of course, a jury function. But, in the absence of any
evidence from the defence, there were and are, in our judgment, no factual issues which
required resolution in the present case. Despite Mr Mansfield's legitimate criticisms of
Miss Coltman and Mr Mallion, the appellant in interview admitted saying to Mallion that he
was probably going to do a project on heart or suicide and that he had spoken to the
deceased about doing a course involving suicide. Therefore, the conclusion was and is
inescapable that the appellant had discussed the possibility of a suicide course with more
than one person. Equally, so far as the appellant's movements on the afternoon of the 4th
June are concerned, although Mr Mansfield challenged the reliability of Mrs Melarangi and
Mr Owen, he ventured no criticism of Mrs Jones. These three witnesses did not know each
other, so collusion can be excluded and it is in the highest degree unlikely, quite apart
from the extrinsic confirmation of day and time in the case of both Mrs Jones and Mr Owen,
that they were all three mistaken, or malicious, in putting the appellant at or near
Grafton Drive when he claimed to be at his parents. The inevitable corollary is that the
appellant lied about his movements.
37. Accordingly, the decision as to whether the deceased's death was and is
proved to be murder depends not on the resolution of factual issues but on the inferences
to be drawn from proved facts. The most significant of those facts are these. The deceased
was taking all obvious steps to prepare for the imminent birth of a child, for which, on
the lay and medical evidence, she was physically fit and to which her attitude was
positive. She was behaving happily and normally in the weeks immediately preceding, and up
to and including a few minutes before, her death. The study of suicide was in the
appellant's mind for some months before the death. Much of the content of the alleged
suicide notes was demonstrably false. The deceased's garage key had been removed from her
keyring and was not in the garage where she was found. From the top of the aluminium
ladder it would have been impossible for her, save by standing on tip-toe, even to touch
the underside of the beam. It would have been impossible for her to tie the knot where it
was found. It would have been only with the greatest difficulty that, 8 months pregnant
and unaided, she would have been able both to maintain her balance and to pass the rope
over the beam not once but three times. If she was bent on suicide, there was a readily
visible and accessible alternative from which to suspend the rope in the three loose
timbers which were 5` 6" above the top step of the ladder, that is at her eye-level.
The appellant had ample opportunity and the physical means to obtain the
"suicide" note and to position the rope before Mrs Brannan's visit and there was
some evidence of noise from the direction of the garage at 4 am. He had ample time,
following Mrs Brannan's departure and before going to work, and even more before he needed
to go to work, to carry out the killing which, as the evidence from Professor Knight and
Dr West before us emphasised, could have been achieved very quickly and without the need
for a running noose. The appellant had claimed that after finding the "suicide"
note he made no attempt to find his wife and clearly lied about his movements on the
afternoon of 4th June.
38. In our judgment, these facts and the inferences to be drawn from them
are wholly unaffected by the evidence which we have heard, which did not, overall, assist
the appellant's case. Mr Ide's expressed opinion was that the knot and rope evidence is
slightly more supportive of murder than suicide. Granted that the new pathological
evidence is neutral, in that it indicates that suicide is as equally likely as homicide,
the decision as to which was the cause of death, now as at trial, depends on the
non-pathological evidence. If that evidence proves, as in our judgment it plainly does,
because that is the inevitable inference, that the appellant killed the deceased, it is
immaterial precisely how he killed her.
39. Accordingly, we are unpersuaded that the jury's verdict might have been
affected by the new evidence which we have heard. The verdict in our judgment is safe.
Accordingly this appeal is dismissed.